-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGYQoSMUG5MJA4uWVq6p656a+tyfZEd04Kmz4wGRoR3jwCP5tkX3p/dQCMUHRmbJ v8jM1pRhg+W3JNiMb7SCNA== 0001047469-98-024882.txt : 19980623 0001047469-98-024882.hdr.sgml : 19980623 ACCESSION NUMBER: 0001047469-98-024882 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980622 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WIND RIVER SYSTEMS INC CENTRAL INDEX KEY: 0000833829 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942873391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49873 FILM NUMBER: 98651756 BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVE STREET 2: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIDDLER JERRY CENTRAL INDEX KEY: 0001008219 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVE CITY: ALAMEDA STATE: CA ZIP: 94501 SC 13G/A 1 SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* WIND RIVER SYSTEMS, INC. ------------------------ (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 973149 10 7 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 973149 10 7 13G/A PAGE 2 OF 4 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON Jerry Fidler 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES 2,889,121** BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING 7 SOLE DISPOSITIVE POWER 2,889,121** PERSON WITH 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,889,121** 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.06% 12 TYPE OF REPORTING PERSON* IN ** Includes 2,220,287 shares held by The Fiddler and Alden Family Trust and The Fiddler and Alden 1996 CR Unitrust, of which Mr. Fiddler and his wife are trustees. Both trustees have full voting and dispositive power. One signature can invoke the trust; 370,000 shares held by the Jazem II Family Partners LP, of which Mr. Fiddler is a general partner; and 259,136 shares held by Jazem III Family Partners LP, of which Mr. Fiddler is a partner. Also includes 39,698 shares subject to stock options excersizable within 60 days of June 19, 1998. ITEM 1. (a) NAME OF ISSUER Wind River Systems, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 1010 Atlantic Avenue Alameda, CA 94501 ITEM 2. (a) NAME OF PERSON FILING Jerry Fiddler (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 1010 Atlantic Avenue Alameda, CA 94501 (c) CITIZENSHIP United States (d) TITLE OF CLASS OF SECURITIES Common Stock (e) CUSIP NUMBER 973149 10 7 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 2,889,121** (b) Percent of Class 11.06% (c) Number of shares as to which such person has: (i) sole power to vote or to direct to vote 2,889,121** (ii) shared power to vote or to direct to vote -0- (iii) sole power to dispose or to direct the disposition of 2,889,121** (iv) shared power to dispose or to direct the disposition of -0- ** Includes 2,220,287 shares held by The Fiddler and Alden Family Trust and The Fiddler and Alden 1996 CR Unitrust, of which Mr. Fiddler and his wife are trustees. Both trustees have full voting and dispositive power. One signature can invoke the trust; 370,000 shares held by the Jazem II Family Partners LP, of which Mr. Fiddler is a general partner; and 259,136 shares held by Jazem III Family Partners LP, of which Mr. Fiddler is a partner. Also includes 39,698 shares subject to stock options excersizable within 60 days of June 19, 1998. Page 3 of 4 pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF A GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 22, 1998 ------------- Date Wind River Systems, Inc. BY: \s\ Jerry Fiddler ------------------ Jerry Fiddler Director Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----